Course Code: KOTK06
Term: spring2015
Open for Enrollment
Self-paced
spring2015
Description
Regulatory Compliance is a set of processes and laws put in place by the bodies which control financial activity and is important to financial services firms. Compliance and Regulatory training courses ensure staff are clear ontheir regulatory responsibilities and the current regulations.
Check your email inbox and click on the email verification link we just sent you.
If it doesn’t reach your inbox in a few moments, it might be in your spam folder. Don’t forget to add our email address to your contacts if it did end up in spam! That’ll make sure it doesn’t happen again.
As soon as you’ve verified your email, you’ll be able to continue.
Regulations Compliance
Free